Regulatory Compliance Advisory – Senior Manager

Job Description

Regulatory Compliance Advisory – Senior Manager

Rev & Regs are recruiting for a Senior Manager – Regulatory Compliance Advisory to work for a leading financial services company based in London.

Key Responsibilities

• Proactively engage with the Investment Management functions, across all asset classes, and be responsible for delivering timely and high-quality compliance and regulatory advice to all stakeholders.
• Keep up to date on emerging regulatory rules and announcements and make recommendations
• Communicate relevant information to respective stakeholders and management forums.
• Respond to client issues and regulatory inquiries
• Proactively engage with the Regulatory Reporting teams to provide timely and high quality compliance advice
• Keep informed of internal developments which impact regulatory requirements e.g. fund structures, new products
• Anticipate potential conflict and the need for change, before these negatively impact on delivery
• Escalate any new conflict of Interests associated with a business change and report to the Head of Group conflicts
• Play an active role in educating stakeholders, in order to drive sustainable improvements in compliance culture

Location – London / Hybrid

Salary – £110,000

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