Compliance Manager – Lloyd’s Managing Agent

Compliance Manager – Lloyds Market

London/Hybrid

Duties

• Support the business as the Compliance function SME.
• Assess ongoing compliance with Lloyd’s Regulatory Principles
• Designing and maintaining thematic reviews and monitoring activities
• Undertake reviews of regulatory developments
• Create & maintain relevant compliance policies & procedures
• Lead on the production and submission of accurate and timely regulatory reports.
• Provide timely responses to queries received from the International business.
• Design and deliver compliance training
• Stakeholder management with the International business

Knowledge and experience:

• Good knowledge of financial crime, sanctions and conduct requirements.
• Strong compliance experience within Lloyds managing agent.
• International level of experience in Licencing Applications, desirable but not essential.
• Experience of regulatory reporting and the use of FCA systems.
• Previous experience of managing other compliance professionals (not essential)
• Experience of working with senior management.

Please apply for further information and a full JD.

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